Role Title: Manager, AMG Compliance

Business: Compliance

New or Existing Role: Replacement

Grade: GCB5

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

We are currently seeking an ambitious individual to join our team as Manager, AMG Compliance working together with colleagues to define, manage and achieve divisional business targets.

Role Purpose

• The role of the Manager, AMG Compliance is based within Compliance Asset Management (AM) and is one of the core roles in the Financial Crime Risk Management Programme.
• The Manager, AMG Compliance will work within Asset Management Europe on the AMEU business (UK) reporting into the Senior Compliance Manager UK RC AM UK and providing support to the Senior Compliance Manager, FCC Lead as the Senior Management Function delegate.
• Support the AM business by embedding a robust risk management culture by providing advice, training and risk stewardship to ensure the business complies with the letter and spirit of relevant regulations and the Compliance FIMs

In this role, you will:

• Provide clear, concise, consistent, constructive and customer conscious advice and strategic guidance to AM Teams and business colleagues.
• Support the country Head of FCC and Senior FCC AM Manager to implement policy in country for the Financial Crime risk management framework to meet FCC requirements and legislation.
• Implement the Bank’s Financial Crime Compliance strategy, policy and standards, controls, systems and policies are being implemented in country and for Asset Management business.
• Work with the FCC team regionally to maintain relevant contacts in Regional Businesses and Regional Functions to ensure consistent and effective application, implementation and controls to evidence related FCC regional standards, policies and procedures.
• Liaise with internal and external stakeholders in relation to FCC risk in country (including regulators)
• Participate in and work with relevant industry bodies and groups in relation to FCC related initiatives, trends and proposals.
• Provide support and management on of all aspects of FCC in AMEU (UK) and for AM
• Stay at the forefront of key regulatory changes to ensure proactive communication with business and implement appropriate group policy and framework to manage the changes.
• Provide advice to AM – AMEU (UK) business on risk associated with prospective business, products and service and design mitigation controls and strategies as appropriate
• Intersect with and represent FCC with senior business leadership
• Be involved in and responsible for minimising risk with potential FCC liability.

Qualifications

To be successful in the role, you should meet the following requirements:

• Relevant product knowledge including knowledge of significant experience in working with regulators in financial crime matters
• Experience working in relevant environment/s, i.e. experience as a regulator, senior compliance manager or equivalent within a global firm, in the financial services industry.
• Experience of supporting others' performance, enabling them to achieve by providing clear direction, motivation and support
• Both spoken and written communication skills with experience of adapting your style and approach to the audience and message to be delivered
• Planned projects and activities systematically in line with business priorities, using a variety of analysis and problem solving techniques
• A comprehensive understanding of risk management and proven experience of ensuring own/others' compliance with relevant regulatory processes

You’ll achieve more when you join HSBC. 

https://www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

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As a business operating in markets all around the world, we believe diversity brings benefits for our customers, our business and our people. This is why HSBC is committed to being an inclusive employer and encourages applications from all suitably qualified applicants irrespective of ethnicity, religion, age, physical or mental disability/long term health condition, marital status, sexual orientation, gender identity, gender expression, genetic information (including characteristics and testing), military and veteran status, and any other characteristic protected by local law in the jurisdictions in which we operate. Within the work place you will have access to various employee resource groups which aim to promote and achieve a healthy work / life balance and support our diversity ambitions. HSBC has in place processes in order to avoid nepotism, which means to avoid creating circumstances in which the appearance or possibility of conflicts of interest may exist within the hiring process.

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

https://www.hsbc.co.uk/1/2/popups/uk-privacy-statement#/overview

Job Field

 : Risk and Compliance

Primary Location

 : Europe-United Kingdom-Greater London-London

Other Locations

 : Europe-United Kingdom-Hampshire-Southampton

Schedule

 : Full-time 

 : 

Job Posting

 : 16-Sep-2021, 02:19:54 

Unposting Date

 : 01-Dec-2021, 04:29:00