Role Title: Assistant Manager - Markets & Securities Services Compliance - Surveillance

Business: Compliance

New or Existing Role: New

Grade: GCB5

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

The Global and Regional Regulatory and Financial Crime Markets and Securities Services Compliance team provides independent oversight and challenge of risk management practices across the Securities Services businesses, to obtain reasonable assurance that they are operating in line with relevant laws, regulations, codes and HSBC Group Standards.

We are currently seeking an ambitious individual to join our team as Assistant Manager - Markets & Securities Services Compliance - Surveillance working together with colleagues to define, manage and achieve divisional business targets.

In this role, you will:

• Form part of the Global and Regional Regulatory Compliance team to provide independent oversight and challenge over the Global Markets Surveillance function’s governance and control framework.
• Act as the SME for Markets & Securities Services Compliance to drive the global and regional approach in challenge,  guidance, support and interpretation to Global Markets Surveillance; co-ordinate with  counterparts in other compliance teams to ensure a consistent, best practice and ‘joined-up’ approach.
• Partner with regulatory change and other regulatory SMEs to understand new and revised regulatory requirements, codes of practice etc. ensuring changes and impacts

Qualifications

To be successful in the role, you should meet the following requirements:

• Sales and Trading advisory compliance or Surveillance experience in Global Markets products.
• Knowledge of key UK, European and US financial services regulation including, MAR, MiFID,  Dodd-Frank and the FCA Handbook.
• Ambition to enhance compliance and surveillance knowledge and skills in a rapidly changing and dynamic Markets environment.
• Have the ability to work across all levels of the organisation to understand cross-functional linkages and interdependencies, as well as the implications of Compliance risk.
• Have excellent interpersonal, communication and influencing skills and confidence to deal with senior and executive level staff to defend guidance, sell the benefits of Compliance risk management and challenge their operating environment.

You’ll achieve more when you join HSBC. 

https://www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

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As a business operating in markets all around the world, we believe diversity brings benefits for our customers, our business and our people. This is why HSBC is committed to being an inclusive employer and encourages applications from all suitably qualified applicants irrespective of ethnicity, religion, age, physical or mental disability/long term health condition, marital status, sexual orientation, gender identity, gender expression, genetic information (including characteristics and testing), military and veteran status, and any other characteristic protected by local law in the jurisdictions in which we operate. Within the work place you will have access to various employee resource groups which aim to promote and achieve a healthy work / life balance and support our diversity ambitions. HSBC has in place processes in order to avoid nepotism, which means to avoid creating circumstances in which the appearance or possibility of conflicts of interest may exist within the hiring process.

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

https://www.hsbc.co.uk/1/2/popups/uk-privacy-statement#/overview

Job Field

 : Risk and Compliance

Primary Location

 : Europe-United Kingdom-Greater London-London

Schedule

 : Full-time 

 : 

Job Posting

 : 27-Sep-2021, 16:17:05 

Unposting Date

 : 05-Dec-2021, 04:29:00